CLIENT RELATIONSHIP SUMMARY (CRS)
Introduction
Quantor Capital LLC (the “Adviser”), is an investment adviser registered with the Securities and Exchange Commission and a commodity pool operator and trading advisor registered with the Commodity Futures Trading Commission. We feel that it is important for you to understand how investment advisory and brokerage services and fees differ in order to determine which type of account is right for you. There are free and simple tools available to research firms and financial professionals at http://www.investor.gov/CRS which also provides educational materials about investment advisers, broker-dealers and investing.
What investment services and advice can you provide me?
As an SEC registered investment adviser, we offer our investment advisory services to retail investors for an ongoing fee based on the value of cash and investments in the account, as a percentage of assets in the account. Our advisory services include investment management for separately-managed accounts and management of pooled investment vehicles, each of them pursuant to our proprietary trading strategies. If you open an account with our firm, we’ll meet with you to understand your current financial situation, existing resources, goals, and risk tolerance. Based on what we learn, we’ll help you to determine whether opening a separately-managed account with us or becoming an investor in a pooled investment vehicle that we manage.
Our separately-managed accounts and pooled investment vehicles are managed on a discretionary basis which means we don’t need to call you when buying or selling in your account or in the pooled investment vehicle in which you may invest. You will sign an investment management agreement or a pooled vehicle subscription agreement that gives us discretionary authority to manage your SMA or the pooled investment vehicle as the manager of the pooled investment vehicle. This agreement will remain in place until you or we terminate the relationship as provided in the agreement. Additional information about our advisory services is located in Item 4 of our Firm Brochure which is available upon request or online at https://adviserinfo.sec.gov/. Our minimum recommended account size for separately-managed accounts ranges from $100,000 to $1,000,000 depending on the trading program for the account and our minimum subscription for our private pooled investment vehicles is $250,000. Our clients and pool investors must be accredited investors, qualified clients and qualified eligible persons as those terms are defined in Federal securities and commodities laws.
Questions to Ask Us:
• Given my financial situation, should I choose an investment advisory service? Why or why not?
• How will you choose investments to recommend to me or for the pool in which I invest?
• What is your relevant experience, including your licenses, education and other qualifications? What do those qualifications mean?
What fees will I pay?
Fees and costs affect the value of your account over time. Our fee schedule includes a management fee based on the net assets in your account that ranges from 0.20% to 1.50% per year. We also provide management services to pooled investment vehicles. Our clients are not charged an additional fee for investing in these pooled vehicles (other than their pro rata portion of the management fees charged to the pools themselves). Our fees are not negotiable. Our incentive is to increase the value of your account over time which will, in turn, increase our management fees over time. Our fees are described in more detail in Item 5 of our Firm Brochure at the above link.
In most cases, fees will be automatically deducted from your account.
The custodian or broker-dealer that holds your assets can charge you brokerage and other transaction fees when we buy or sell an investment for you or a pool in which you invest. These transaction fees are in addition to our management fees for our investment management service and are also described in Item 5 of our Firm Brochure.
You could also pay charges imposed by the custodian or broker-dealer holding your accounts for certain investments and maintaining your account.
You will pay fees and costs whether you make or lose money on your investments. Please make sure you understand what fees and costs you are paying and please ask us if you are uncertain.
Additional information about our fees is located in Item 5 of our Firm Brochure at the above link.
Questions to Ask Us:
• Help me understand how these fees and costs will affect my investments.
• If I give you $250,000 to invest, how much will go to fees and costs and how much will be invested for me?
• How do you determine what fee I will be charged?
What are your legal obligations to me when acting as my investment adviser? How does your firm make money and what conflicts of interest do you have?
When we act as your investment adviser, we have a fiduciary duty to place the interest of our clients ahead of our own and the firm. At the same time, the way we make money creates some conflicts with your interests. You should understand and ask us about these conflicts because they can affect the investment management services we provide you and our pooled investment vehicles. Additional information about our conflicts of interest can be found in our Firm Brochure under Items 11 and 12, which is available upon request or online at the link above.
The firm’s revenue is from the management fees we collect from your accounts each month and also from management fees for sponsoring managing certain private fund vehicles. Our financial professionals are compensated based on the management fees generated by our clients with which they are associated and on many factors related to their work.
Question to Ask Us:
• How might your conflicts of interest affect me, and how will you address them?
How do your financial professionals make money?
Our financial professionals are compensated based on the amount of management fees we collect from clients associated with each such professional as well as a variety of performance-related factors. We pay our financial professionals from the income we receive for managing our clients’ accounts, whether through separately-managed accounts or through pooled investment vehicles.
Do you or your financial professionals have legal or disciplinary history?
No, our firm and financial professionals do not have any legal and disciplinary history. Visit www.investor.gov/CRS for a free and simple search tool to research our firm and our financial professionals.
Additional Information
You can find additional information about our firm’s investment advisory services on the SEC’s website at https://adviserinfo.sec.gov/ by searching CRD #332629. You may also contact our firm at 281.565.0355 and talk to any one of our investment professionals or support staff.
Questions to Ask Us:
• Who is my primary contact person?
• Is he or she a representative of an investment adviser?
• Who can I talk to if I have concerns about how this person is treating me?